Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Robert Cordes is a financial advisor who has been in the industry since 1997. Brian is currently registered with Cohen & Steers Securities, LLC in New York, New York. Previously, Brian has been registered with Columbia Management Investment Distributors, Inc., NYLIFE DISTRIBUTORS LLC, NYLIFE SECURITIES INC. and DEAN WITTER REYNOLDS INC. Brian has passed the Series 31, Series 7, Series 63 and Series 65 exams. Brian holds registrations in 53 states for Broker/Dealer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/17/2012 - Present
Cohen & Steers Securities, LLC (NEW YORK NY)
NY
03/05/2008 - 04/17/2012
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (NEW YORK NY)
NJ
03/07/2002 - 02/22/2008
NYLIFE DISTRIBUTORS LLC (PARSIPPANY NJ)
NY
05/05/1998 - 03/06/2002
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
06/18/1997 - 03/16/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 10/28/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 06/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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