Unclaimed
Brian Randall is a financial advisor with over 38 years of experience in the industry. Brian Randall is currently registered with Sowell Management and Lighthouse Wealth Strategies, LLC. Brian Randall has experience working with a variety of clients, including individuals, corporations, and charitable organizations. Brian Randall is a Series 7, Series 63, and Series 65 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AR
03/01/2021 - Present
Sowell Management (NORTH LITTLE ROCK AR)
WA
05/24/2006 - 02/27/2014
RBC CAPITAL MARKETS, LLC (GIG HARBOR WA)
WA
04/02/2001 - 06/05/2006
WELLS FARGO INVESTMENTS, LLC (TACOMA WA)
NY
04/01/1984 - 05/17/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
11/28/1983 - 03/19/1984
SECURITIES WEST, INC.
IA
Issued 02/13/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
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