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Brian Richardson Poole

T. Rowe Price Investment Services, Inc.

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About Brian Richardson Poole

Brian Poole is a financial advisor with over 25 years of experience. Brian is registered with the state of Maryland and California. Brian is also a Series 6, 7, 24 and 63 licensed financial advisor. Brian is currently employed with T. Rowe Price Investment Services, Inc. The firm has its main office in Owings Mills, MD.

Firm Information

Brian Poole is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Poole’s Registration & Firm History

MD

02/13/1997 - Present

T. Rowe Price Investment Services, Inc. (Owings Mills MD)

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Licenses & Designations

BC

Issued 04/29/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/07/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/1998

Series 7 - General Securities Representative Examination

BC

Issued 02/11/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Richardson Poole.
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