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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Walsh is a financial advisor at Raymond James Financial Services Advisors, Inc., where he has been employed since February 2020. Brian has been in the financial services industry since November 1989. Brian is licensed and registered in 31 states. Brian provides financial planning, portfolio management for individuals and businesses, pension consulting, educational seminars, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NY
02/20/2020 - Present
Raymond James Financial Services Advisors, Inc. (Garden City NY)
NY
05/01/2009 - 02/24/2020
STIFEL, NICOLAUS & COMPANY, INCORPORATED (GARDEN CITY NY)
NY
01/01/2008 - 05/04/2009
WACHOVIA SECURITIES, LLC (GARDEN CITY NY)
NY
11/09/1992 - 01/03/2008
A. G. EDWARDS & SONS, INC. (GARDEN CITY NY)
NY
11/21/1989 - 11/13/1992
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
IA
Issued 10/29/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/20/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2016
Series 31 - Futures Managed Funds Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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