Unclaimed
Brian O'Donnell is a financial advisor with over 20 years of experience in the industry. Brian has worked with Northern Trust Securities, Inc., BlackRock Investments, LLC, and Barclays Global Investors Services. Brian is currently registered with Foreside Fund Services, LLC and is licensed to provide investment advice in 52 states. Brian holds the Series 7, Series 24, Series 63, and Series 65 licenses and the SIE certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/07/2022 - Present
Foreside Fund Services, LLC (Larkspur CA)
IL
09/14/2018 - 10/04/2021
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IL
01/03/2012 - 09/26/2017
BLACKROCK INVESTMENTS, LLC (CHICAGO IL)
IL
07/23/2009 - 12/31/2011
BLACKROCK FUND DISTRIBUTION COMPANY (CHICAGO IL)
IL
09/19/2001 - 07/23/2009
BARCLAYS GLOBAL INVESTORS SERVICES (CHICAGO IL)
NY
09/17/1997 - 11/10/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 09/19/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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