Invested Better
Unclaimed

Unclaimed

Unclaimed

Brian Richard Landy

Santander US Capital Markets LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Brian? Claim Your Profile

About Brian Richard Landy

Brian Richard Landy is a financial advisor with Santander US Capital Markets LLC. Brian has been in the industry since 2008. Brian is registered to conduct business in New York. Brian holds Series 7 and Series 63 securities licenses as well as the SIE exam. Brian was previously registered with Amherst Securities Group, L.P. and UBS Securities LLC.

Firm Information

Brian Landy is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Brian Landy’s Registration & Firm History

NY

10/14/2014 - Present

Santander US Capital Markets LLC (NEW YORK NY)

NY

05/21/2009 - 10/14/2014

AMHERST SECURITIES GROUP, L.P. (NEW YORK NY)

NY

09/05/2008 - 06/11/2009

UBS SECURITIES LLC (NEW YORK NY)

Not sure if Brian Richard Landy is right for you?

Licenses & Designations

BC

Issued 11/03/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/04/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Richard Landy.
Not sure if Brian Richard Landy is right for you?