Unclaimed
Brian Richard Landy is a financial advisor with Santander US Capital Markets LLC. Brian has been in the industry since 2008. Brian is registered to conduct business in New York. Brian holds Series 7 and Series 63 securities licenses as well as the SIE exam. Brian was previously registered with Amherst Securities Group, L.P. and UBS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/14/2014 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
05/21/2009 - 10/14/2014
AMHERST SECURITIES GROUP, L.P. (NEW YORK NY)
NY
09/05/2008 - 06/11/2009
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 11/03/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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