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Brian Richard Gaister

Pennington Partners & CO., LLC

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About Brian Richard Gaister

Brian Gaister is a registered investment advisor representative with Pennington Partners & CO., LLC. Brian has been in the financial services industry for over 15 years. Brian is a Series 7, 31, and 66 licensed professional. Previously, Brian Gaister was affiliated with PRIVATE CLIENT SERVICES, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MORGAN STANLEY SMITH BARNEY, and MORGAN STANLEY & CO. INCORPORATED.

Firm Information

Brian Gaister is currently registered with Pennington Partners & CO., LLC. Pennington Partners & CO., LLC is an investment advisory firm based in Bethesda, Maryland. They provide financial planning, portfolio management for individuals and pooled investment vehicles, and selection of other advisors. They primarily serve high-net-worth individuals and pooled investment vehicles. The firm has approximately $2.97 billion in assets under management.
Pennington Partners & CO., LLC

7500 OLD GEORGETOWN ROAD

BETHESDA, MD 20814

$2.97B

Assets Under Management

1

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Brian Gaister’s Registration & Firm History

TX

06/28/2024 - Present

Pennington Partners & CO., LLC (Houston TX)

DC

01/26/2016 - 04/04/2016

PRIVATE CLIENT SERVICES, LLC (Washington DC)

MD

09/10/2010 - 11/24/2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLUMBIA MD)

MD

06/01/2009 - 09/16/2010

MORGAN STANLEY SMITH BARNEY (BALTIMORE MD)

MD

09/06/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (BALTIMORE MD)

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Licenses & Designations

BOTH

Issued 12/11/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/04/2016

SIE - Securities Industry Essentials Examination

BC

Issued 11/09/2007

Series 31 - Futures Managed Funds Examination

BC

Issued 09/04/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Brian Richard Gaister. Review regulatory record here.
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