Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Carr is an active broker-dealer representative. Brian has been in the securities industry since May 4, 2003, and is currently registered with TP Icap Global Markets Americas LLC. Brian holds Series 7, Series 24, Series 55, SIE, and Series 57TO securities licenses. Brian was previously registered with Tullett Prebon Financial Services LLC, Convergex Execution Solutions LLC, NYFIX Securities Corporation, NYFIX Millennium, L.L.C., and NYFIX Transaction Services, Inc. Brian is currently registered in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
03/04/2015 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
12/22/2009 - 07/14/2014
CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)
NJ
08/16/2007 - 12/15/2009
NYFIX SECURITIES CORPORATION (HAZLET NJ)
NY
02/06/2004 - 12/15/2009
NYFIX MILLENNIUM, L.L.C. (NEW YORK NY)
NY
09/09/2002 - 12/11/2006
NYFIX TRANSACTION SERVICES, INC. (NEW YORK NY)
BC
Issued 07/01/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/06/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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