Unclaimed
Brian Capra is a financial professional with over a decade of experience in the securities industry. Brian's career began in 2012 at Credit Suisse Securities (USA) LLC, where he was registered with both FINRA and the State of New York. Brian currently holds his Series 7 and Series 63 licenses, along with the Securities Industry Essentials Exam (SIE). He is also registered with FINRA and the State of New York as a Registered Representative of Apollo Global Securities, LLC. Brian is dedicated to providing clients with comprehensive financial advice and solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/09/2023 - Present
Apollo Global Securities, LLC (New York NY)
NY
08/03/2012 - 02/14/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 10/04/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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