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Brian Richard Capra

Apollo Global Securities, LLC

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About Brian Richard Capra

Brian Capra is a financial professional with over a decade of experience in the securities industry. Brian's career began in 2012 at Credit Suisse Securities (USA) LLC, where he was registered with both FINRA and the State of New York. Brian currently holds his Series 7 and Series 63 licenses, along with the Securities Industry Essentials Exam (SIE). He is also registered with FINRA and the State of New York as a Registered Representative of Apollo Global Securities, LLC. Brian is dedicated to providing clients with comprehensive financial advice and solutions.

Firm Information

Brian Capra is currently registered with Apollo Global Securities, LLC. Apollo Global Securities, LLC is a Limited Liability Company formed in 2010. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

136

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Capra’s Registration & Firm History

NY

02/09/2023 - Present

Apollo Global Securities, LLC (New York NY)

NY

08/03/2012 - 02/14/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/04/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/02/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Richard Capra.
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