Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Berg is a financial professional with over 15 years of experience in the financial services industry. Brian currently works at State Street Global Advisors Funds Distributors, LLC and is registered with FINRA and the state of Massachusetts. Prior to his current role, Brian worked at PGM GLOBAL INC. and MBSC SECURITIES CORPORATION. Brian holds the Series 3, Series 7, Series 30, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
01/25/2024 - Present
State Street Global Advisors Funds Distributors, LLC (BOSTON MA)
MA
07/31/2014 - 09/27/2023
PGM GLOBAL INC. (Woburn MA)
MA
03/12/2013 - 04/29/2014
MBSC SECURITIES CORPORATION (EVERETT MA)
MA
10/13/2010 - 02/05/2013
STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)
NY
07/31/2009 - 09/29/2010
ALTERNET SECURITIES INC. (NEW YORK NY)
MA
11/15/2007 - 09/29/2010
ITG INC. (BOSTON MA)
BC
Issued 03/06/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2014
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2013
Series 3 - National Commodity Futures Examination
BC
Issued 11/14/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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