Unclaimed
Brian Arden is a registered representative with Fidelity Brokerage Services LLC and has been in the securities industry since April 2013. Brian holds the Series 7, 9, 10, 63 and SIE licenses. Brian is registered to sell securities in 53 states and has experience with a wide range of investment products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
04/22/2013 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 06/03/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/17/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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