Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Sward is a financial professional with over 20 years of experience in the industry. Brian is currently registered with Jackson National Life Distributors LLC and is licensed in Tennessee. Brian is a Series 7, 6, 24 and 63 licensed representative with extensive experience in the financial industry. Brian holds a SIE exam and has previously held licenses with other firms including American Century Investment Services Inc, Investment Centers of America, Inc, SII Investments, Inc, J.P. Morgan Institutional Investments Inc, National Planning Corporation, and Invest Financial Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
04/28/2011 - Present
Jackson National Life Distributors LLC (FRANKLIN TN)
WI
06/12/2008 - 05/02/2011
INVEST FINANCIAL CORPORATION (APPLETON WI)
WI
06/12/2008 - 05/02/2011
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
CO
08/30/2005 - 05/02/2011
NATIONAL PLANNING CORPORATION (DENVER CO)
WI
06/12/2008 - 07/12/2010
SII INVESTMENTS, INC. (APPLETON WI)
NY
12/12/2003 - 03/14/2005
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
MO
05/09/2000 - 12/12/2003
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
MO
08/14/2001 - 11/08/2001
AMERICAN CENTURY BROKERAGE, INC. (KANSAS CITY MO)
BC
Issued 06/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2004
Series 7 - General Securities Representative Examination
BC
Issued 05/08/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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