Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Pond is a financial advisor with U.s. Bancorp Investments, Inc. Brian is a registered representative with U.s. Bancorp Investments, Inc. in both Arizona and Texas. Brian has been in the financial services industry since 2003. Brian's previous employers include LPL FINANCIAL LLC, BANCWEST INVESTMENT SERVICES, INC., MML INVESTORS SERVICES, LLC, FIDELITY BROKERAGE SERVICES LLC, COUNTRY CAPITAL MANAGEMENT COMPANY, EDWARD JONES, and DEAN WITTER REYNOLDS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
AZ
11/05/2024 - Present
U.s. Bancorp Investments, Inc. (Tempe AZ)
AZ
07/19/2023 - 09/26/2023
LPL FINANCIAL LLC (TEMPE AZ)
AZ
08/27/2019 - 07/19/2023
BANCWEST INVESTMENT SERVICES, INC. (TEMPE AZ)
WI
06/18/2018 - 07/29/2019
MML INVESTORS SERVICES, LLC (MADISON WI)
WI
05/03/2017 - 05/18/2018
FIDELITY BROKERAGE SERVICES LLC (MIDDLETON WI)
WI
10/12/2016 - 04/10/2017
COUNTRY CAPITAL MANAGEMENT COMPANY (FITCHBURG WI)
IL
10/13/2009 - 10/11/2016
LPL FINANCIAL LLC (LOVES PARK IL)
IL
04/06/2004 - 10/01/2009
EDWARD JONES (ROCKFORD IL)
NA
06/25/1993 - 12/20/1994
DEAN WITTER REYNOLDS INC.
BOTH
Issued 01/30/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2004
Series 7 - General Securities Representative Examination
BC
Issued 01/06/1994
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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