Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Grimes is a financial advisor who has been in the industry since 1996. Brian is currently registered with Cambridge Investment Research Advisors, Inc. Brian is a Certified Financial Planner and is licensed to provide financial advice in 10 states. Brian offers a range of financial services including financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MD
11/02/2015 - Present
Cambridge Investment Research Advisors, Inc. (Rockville MD)
MD
02/23/2004 - 11/05/2015
LINCOLN INVESTMENT (GAITHERSBURG MD)
IN
08/22/2002 - 02/17/2004
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
08/22/2002 - 02/17/2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NC
12/17/1999 - 08/16/2002
UVEST INVESTMENT SERVICES (CHARLOTTE NC)
NY
01/21/1998 - 10/02/1998
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MD
11/28/1995 - 09/08/1997
FIRST MARYLAND BROKERAGE CORPORATION (BALTIMORE MD)
MA
03/10/1994 - 05/16/1995
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/10/1994 - 05/16/1995
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 05/23/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2001
Series 7 - General Securities Representative Examination
BC
Issued 03/09/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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