Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Dunston is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Brian has been in the securities industry since 1993 and is registered with the Financial Industry Regulatory Authority (FINRA) and the state of Tennessee. Brian is a licensed investment advisor in Tennessee. Brian has worked for several other firms including Fifth Third Securities, Inc. and SunTrust Investment Services, Inc. Brian specializes in providing investment advice to a wide range of clients, including individuals, corporations, and institutions. Brian's advisory services include portfolio management, financial planning, and investment research.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
06/24/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BRENTWOOD TN)
TN
08/18/2014 - 07/12/2019
FIFTH THIRD SECURITIES, INC. (NASHVILLE TN)
TN
04/09/2009 - 03/31/2012
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
04/23/2008 - 02/26/2009
SUNTRUST INVESTMENT SERVICES, INC. (BRENTWOOD TN)
TN
07/14/2000 - 03/20/2008
ROBERT W. BAIRD & CO. INCORPORATED (NASHVILLE TN)
NY
05/04/1998 - 07/31/2000
J.C. BRADFORD & CO. (NEW YORK NY)
TN
10/01/1997 - 05/21/1998
PFIC SECURITIES CORPORATION (FRANKLIN TN)
NA
03/07/1997 - 10/01/1997
UNION PLANTERS BROKERAGE SERVICES INC.
TN
12/08/1993 - 03/24/1995
VINING-SPARKS IBG, LIMITED PARTNERSHIP (MEMPHIS TN)
IN
07/02/1993 - 12/20/1993
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
07/02/1993 - 12/20/1993
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
BOTH
Issued 10/22/2014
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/14/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2014
Series 7 - General Securities Representative Examination
BC
Issued 07/01/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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