Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Randolph Marks is a financial advisor with over 20 years of experience in the financial industry. Brian currently works with MFS Fund Distributors, Inc. Prior to this, Brian has also worked with Hartford Funds Distributors, LLC and Hartford Life Distributors, LLC. Brian is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, 7 and 63 licenses. Brian also has a Series SIE license. Brian is registered to conduct business in Delaware, Maryland, Pennsylvania and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
10/30/2023 - Present
MFS Fund Distributors, Inc. (BOSTON MA)
PA
12/03/2012 - 10/26/2023
HARTFORD FUNDS DISTRIBUTORS, LLC (WAYNE PA)
CT
01/22/2004 - 12/03/2012
HARTFORD LIFE DISTRIBUTORS, LLC (HARTFORD CT)
BC
Issued 04/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2015
Series 7 - General Securities Representative Examination
BC
Issued 01/21/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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