Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Lecompte is a financial advisor with Fidelity Brokerage Services LLC. Brian is registered with the Securities and Exchange Commission (SEC) and is a Registered Representative. Brian is also licensed in Massachusetts, North Carolina, Texas and Utah. Brian has been in the industry for over 3 years and has a strong track record of success. Brian is committed to providing his clients with the highest level of service and personalized financial planning advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
10/01/2020 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BC
Issued 10/09/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/15/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/23/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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