Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Randal Swenson is a financial advisor registered with Morgan Stanley. Brian has been in the financial services industry since 2009. Brian has worked for Morgan Stanley since 2021. Prior to that, Brian worked for J.P. MORGAN SECURITIES LLC. Brian has a Series 7, Series 63, Series 66, Series 9, and Series 10 license. Brian is registered with the following states: Arizona, California, Colorado, Delaware, Florida, Idaho, Nevada, New York, Oregon, Pennsylvania, Puerto Rico, South Dakota, Texas, Utah, and Wyoming. Brian is also a registered investment advisor with the state of Utah. Brian's expertise includes investment management, financial planning, and asset allocation. Brian has experience working with individuals, businesses, investment companies, and charitable organizations. Brian is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
05/04/2021 - Present
Morgan Stanley (Houston TX)
UT
10/01/2015 - 04/29/2021
J.P. MORGAN SECURITIES LLC (Salt Lake City UT)
CA
10/01/2008 - 01/04/2013
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
CA
04/11/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (SAN FRANCISCO CA)
BOTH
Issued 05/03/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/10/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/19/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Brian Swenson is the right advisor for you? Invested Better is here to help.
