Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Raimondi is a registered representative with Foreside Fund Services, LLC, and has over 12 years of experience in the financial services industry. Brian holds the Series 3, 7, and 63 licenses, as well as the Securities Industry Essentials (SIE) Exam. Brian has previously worked at UMB Distribution Services, LLC, UBS Securities LLC, and Deutsche Bank Securities Inc. Brian is registered to offer securities in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/04/2023 - Present
Foreside Fund Services, LLC (New York NY)
WI
06/23/2021 - 12/31/2022
UMB DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)
NY
06/10/2015 - 06/04/2021
UBS SECURITIES LLC (NEW YORK NY)
NY
04/14/2011 - 06/08/2015
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 05/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2017
Series 3 - National Commodity Futures Examination
BC
Issued 04/13/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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