Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Strand is a financial advisor registered with Stifel, Nicolaus & Company, Inc.. Brian Strand is active in the securities industry since 2020. Brian Strand is a registered representative with Stifel, Nicolaus & Company, Inc. in St. Louis, MO. Brian Strand holds licenses Series 7TO, SIE, Series 9 and Series 10. Brian Strand has specializations in investment companies, insurance companies, pension and profit-sharing plans, banking or thrift institutions and individuals other than high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
10/29/2024 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
BC
Issued 08/05/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/29/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/07/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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