Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Somwaru is a financial advisor registered with LPL Financial LLC since October 2019. Brian's career in the financial services industry began in 2006 and he has held previous roles with Nationwide Securities, LLC and 1717 Capital Management Company. Brian is currently licensed to provide investment advice in New York, New Jersey, and Ohio and holds a Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
10/02/2019 - Present
LPL Financial LLC (HAWTHORNE NY)
NY
09/04/2018 - 10/03/2019
NATIONWIDE SECURITIES, LLC (BROOKLYN NY)
NY
08/01/2008 - 12/31/2017
NATIONWIDE SECURITIES, LLC (BROOKLYN NY)
NY
03/14/2007 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (BROOKLYN NY)
NY
08/14/2006 - 05/11/2007
NATIONWIDE SECURITIES, INC. (BROOKLYN NY)
BC
Issued 08/16/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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