Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Shea is a financial professional with over 12 years of experience in the industry. Brian is currently registered with J.p. Morgan Institutional Investments Inc. in Chicago, Illinois. Previously, Brian worked at AIG Capital Services, Inc. in Jersey City, New Jersey. Brian holds the Series 6, 7 and 63 licenses, as well as the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
10/07/2014 - Present
J.p. Morgan Institutional Investments Inc. (CHICAGO IL)
NJ
11/09/2011 - 09/25/2014
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
BC
Issued 11/29/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2014
Series 7 - General Securities Representative Examination
BC
Issued 11/08/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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