Unclaimed
Brian Peterson is a financial professional with over 6 years of experience in the industry. Brian is currently registered with Prudential Investment Management Services LLC and is licensed in 53 states. Brian has also held previous positions at HRC FUND ASSOCIATES, LLC and LORD ABBETT DISTRIBUTOR LLC. Brian is a Series 7, Series 66, and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
08/20/2019 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
NY
03/08/2019 - 07/15/2019
HRC FUND ASSOCIATES, LLC (NEW YORK NY)
NJ
08/28/2017 - 02/22/2019
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
BOTH
Issued 10/10/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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