Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian R Pattison is a financial advisor with over 23 years of experience in the industry. Brian is registered with Charles Schwab & Co., Inc. and is licensed in Arizona and California. Brian has a variety of licenses including Series 6, 7, 9, 10, 63, and 66. Brian is also licensed as an Investment Advisor Representative. Brian is an Operations Professional (Series 99TO) and has earned the Securities Industry Essentials (SIE) designation. Brian's previous experience includes T. Rowe Price Investment Services, Inc. in Baltimore, Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
AZ
02/25/2016 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
MD
08/29/1997 - 04/16/1999
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
BOTH
Issued 8/26/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/5/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/5/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2000
Series 7 - General Securities Representative Examination
BC
Issued 8/28/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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