Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Mercado is a financial advisor with over 20 years of experience in the industry. Brian currently holds the Series 66, Series 63, Series 9, Series 10, and Series 7 licenses. Brian is registered with Citigroup Global Markets Inc. in Florida as a broker-dealer and an investment advisor. Prior to joining Citigroup Global Markets Inc., Brian was with Barclays Capital Inc. and Lehman Brothers Inc. Brian is licensed in multiple states across the country.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
11/08/2022 - Present
Citigroup Global Markets Inc. (Miami FL)
FL
09/22/2008 - 07/29/2013
BARCLAYS CAPITAL INC. (MIAMI FL)
FL
01/15/2004 - 09/22/2008
LEHMAN BROTHERS INC. (MIAMI FL)
NY
10/12/1999 - 10/14/2003
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 11/5/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 9/29/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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