Invested Better
Unclaimed

Unclaimed

Unclaimed

Brian R Bach

Alphastar Capital Management

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Brian? Claim Your Profile

About Brian R Bach

Brian Bach is a financial advisor with over 30 years of experience in the financial services industry. Brian is registered with Alphastar Capital Management in Cornelius, NC. Brian has held previous positions at MML Investors Services, LLC, Park Avenue Securities LLC, OneAmerica Securities, Inc., and Centaurus Financial, Inc. Brian is dedicated to providing clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Brian Bach is currently registered with Alphastar Capital Management. Alphastar Capital Management, based in Cornelius, NC, is an investment advisor with over $1 billion in assets under management. They provide financial planning, pension consulting, and portfolio management services for individuals, corporations, high-net-worth individuals, and pension and profit-sharing plans. They also offer sub-advisory services and selection of other advisors.
Alphastar Capital Management

19600 WEST CATAWBA AVENUE

CORNELIUS, NC 28031

$1.15B

Assets Under Management

71

Total Clients

94

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

sub-advisory services

Sub-advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Brian Bach’s Registration & Firm History

NC

01/01/2025 - Present

Alphastar Capital Management (CORNELIUS NC)

CT

02/24/2017 - 06/15/2020

MML INVESTORS SERVICES, LLC (MILFORD CT)

CT

04/24/2014 - 12/12/2016

PARK AVENUE SECURITIES LLC (MILFORD CT)

CT

12/22/2009 - 04/04/2014

ONEAMERICA SECURITIES, INC. (MILFORD CT)

CT

06/27/2007 - 12/18/2009

MML INVESTORS SERVICES, INC. (STAMFORD CT)

NY

08/01/2002 - 05/21/2007

PARK AVENUE SECURITIES LLC (NEW YORK NY)

CA

05/14/2001 - 06/13/2002

CENTAURUS FINANCIAL, INC. (ANAHEIM CA)

NY

10/20/1986 - 04/20/2001

AXA ADVISORS, LLC (NEW YORK NY)

NY

10/20/1986 - 01/05/2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

Not sure if Brian R Bach is right for you?

Licenses & Designations

IA

Issued 11/30/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/02/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/31/2000

Series 7 - General Securities Representative Examination

BC

Issued 10/17/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Brian R Bach. Review regulatory record here.
Not sure if Brian R Bach is right for you?