Unclaimed
Brian Bach is a financial advisor with over 30 years of experience in the financial services industry. Brian is registered with Alphastar Capital Management in Cornelius, NC. Brian has held previous positions at MML Investors Services, LLC, Park Avenue Securities LLC, OneAmerica Securities, Inc., and Centaurus Financial, Inc. Brian is dedicated to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
01/01/2025 - Present
Alphastar Capital Management (CORNELIUS NC)
CT
02/24/2017 - 06/15/2020
MML INVESTORS SERVICES, LLC (MILFORD CT)
CT
04/24/2014 - 12/12/2016
PARK AVENUE SECURITIES LLC (MILFORD CT)
CT
12/22/2009 - 04/04/2014
ONEAMERICA SECURITIES, INC. (MILFORD CT)
CT
06/27/2007 - 12/18/2009
MML INVESTORS SERVICES, INC. (STAMFORD CT)
NY
08/01/2002 - 05/21/2007
PARK AVENUE SECURITIES LLC (NEW YORK NY)
CA
05/14/2001 - 06/13/2002
CENTAURUS FINANCIAL, INC. (ANAHEIM CA)
NY
10/20/1986 - 04/20/2001
AXA ADVISORS, LLC (NEW YORK NY)
NY
10/20/1986 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 11/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/17/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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