Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Yeung is a financial advisor with over 15 years of experience in the financial industry. Brian currently works for Btig, LLC and is registered with FINRA and 9 states. Brian's previous experience includes positions with Bluefin Capital Management, LLC and P. Schoenfeld Asset Management LLC. Brian holds multiple licenses including Series 7, 55, 57, 63 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/19/2021 - Present
Btig, LLC (New York NY)
NY
10/06/2016 - 04/27/2020
BLUEFIN CAPITAL MANAGEMENT, LLC (NEW YORK NY)
NY
05/05/2004 - 11/02/2006
P. SCHOENFELD ASSET MANAGEMENT LLC (NEW YORK NY)
BC
Issued 08/04/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2016
Series 57 - Securities Trader Exam
BC
Issued 06/21/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/04/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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