Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Preston Allen has over 27 years of experience in the financial services industry. Brian is registered with Raymond James Financial Services Advisors, Inc. as a Registered Representative and Investment Advisor Representative. Brian also works for Waterstreet Financial. Brian has held previous positions at UBS Financial Services INC, Citigroup Global Markets INC, McDonald Investments INC and Dean Witter Reynolds INC. Brian is a Series 7, Series 31 and Series 63 licensed representative, and holds the SIE. Brian serves clients in California, Colorado, Florida, Illinois, Michigan, New Hampshire, North Carolina, Ohio, Pennsylvania, Tennessee, Texas and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OH
05/03/2021 - Present
Raymond James Financial Services Advisors, Inc. (Sandusky OH)
OH
04/03/2009 - 05/12/2021
UBS FINANCIAL SERVICES INC. (SANDUSKY OH)
OH
07/07/2000 - 04/21/2009
CITIGROUP GLOBAL MARKETS INC. (SANDUSKY OH)
OH
06/28/1996 - 07/14/2000
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NY
04/20/1994 - 07/03/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 04/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 04/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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