Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Prater is a financial advisor at Mesirow Financial, Inc. Brian is a Series 7, Series 63, and Series 52TO licensed financial advisor and has been in the industry since September 29, 2022. Brian has previous experience at Morgan Stanley & Co. LLC. Brian is registered with the state of California and Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
10/10/2023 - Present
Mesirow Financial, Inc. (Oakland CA)
NY
09/30/2022 - 10/09/2023
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 04/07/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 09/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/05/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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