Invested Better
Unclaimed

Unclaimed

Unclaimed

Brian Ponton

Fidelity Brokerage Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Brian? Claim Your Profile

About Brian Ponton

Brian Ponton is a financial advisor with Fidelity Brokerage Services LLC. Brian is registered in 53 states and the District of Columbia, including Florida. Brian has passed the Series 7TO, Series 63, and SIE exams. Fidelity Brokerage Services LLC is a broker-dealer that offers a variety of investment products and services.

Firm Information

Brian Ponton is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Brian Ponton’s Registration & Firm History

FL

08/23/2024 - Present

Fidelity Brokerage Services LLC (JACKSONVILLE FL)

Not sure if Brian Ponton is right for you?

Licenses & Designations

BC

Issued 09/06/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/23/2024

Series 7TO - General Securities Representative Examination

BC

Issued 07/09/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Brian Ponton.
Not sure if Brian Ponton is right for you?