Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Pietro is a financial professional with over 9 years of experience in the financial services industry. Brian has a Series 27, Series 99 and SIE license and is currently registered with SMBC Nikko Securities America, Inc. Brian was previously employed with HSBC Securities (USA) Inc. where they were registered from October 12, 2012 until August 16, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/23/2021 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
10/12/2012 - 08/16/2021
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
BC
Issued 05/20/2015
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2012
Series 99 - Operations Professional Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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