Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Hart is a financial professional registered in New York. Brian has been in the industry since June 2010. Brian is currently registered with Mufg Securities Americas Inc. and previously worked for Nomura Securities International, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/18/2022 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
08/17/2009 - 10/15/2020
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
04/03/2008 - 04/13/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 07/14/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2008
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 05/05/2008
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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