Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Philip Harris has been in the industry since March 8, 1997, working with clients across a wide range of financial products. Brian is currently registered with Wells Fargo Securities, LLC and has prior experience with Credit Suisse Securities (USA) LLC, GFI Securities LLC, Citigroup Global Markets Inc., Salomon Brothers Inc. and J.P. Morgan Securities Inc. and G.X. Clarke & Co. Brian currently holds Series 63, SIE, Series 79TO and Series 7 licenses and is registered in all 50 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/15/2023 - Present
Wells Fargo Securities, LLC (New York NY)
NY
04/12/2010 - 09/13/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
01/20/2009 - 03/16/2010
GFI SECURITIES LLC (NEW YORK NY)
NY
09/16/1997 - 02/09/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/29/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
06/06/1996 - 10/07/1996
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NJ
11/20/1995 - 02/21/1996
G.X. CLARKE & CO. (JERSEY CITY NJ)
BC
Issued 01/02/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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