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Brian Pelz

First Command Brokerage Services, Inc.

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About Brian Pelz

Brian Pelz is a financial professional with over 12 years of experience in the industry. Brian is currently registered with First Command Brokerage Services, Inc. and holds Series 6, 7, 63 and SIE licenses as well as a Series 99TO. Brian is registered with the state of Texas. Brian has been active in the financial services industry since June 2010.

Firm Information

Brian Pelz is currently registered with First Command Brokerage Services, Inc.. First Command Brokerage Services, Inc. is a Corporation formed in 1958 and is registered in 52 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

172

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Pelz’s Registration & Firm History

TX

06/10/2010 - Present

First Command Brokerage Services, Inc. (FORT WORTH TX)

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Licenses & Designations

BC

Issued 12/21/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/28/2017

Series 7 - General Securities Representative Examination

BC

Issued 06/08/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Pelz.
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