Unclaimed
Brian Pelz is a financial professional with over 12 years of experience in the industry. Brian is currently registered with First Command Brokerage Services, Inc. and holds Series 6, 7, 63 and SIE licenses as well as a Series 99TO. Brian is registered with the state of Texas. Brian has been active in the financial services industry since June 2010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
06/10/2010 - Present
First Command Brokerage Services, Inc. (FORT WORTH TX)
BC
Issued 12/21/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2017
Series 7 - General Securities Representative Examination
BC
Issued 06/08/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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