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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Westcoat is an active investment advisor representative at Sanctuary Advisors, LLC. Brian has been in the industry since 1999 and has a wealth of experience in providing financial advice. Brian previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBC Dain Rauscher Inc. and UBS PaineWebber Inc. Brian is a Certified Financial Planner and holds the Series 7, 31, and 63 licenses. Brian provides financial planning, portfolio management and other advisory services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/07/2019 - Present
Sanctuary Advisors, LLC (Walnut Creek CA)
CA
04/21/2006 - 06/11/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALNUT CREEK CA)
NY
04/02/2002 - 05/04/2006
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NJ
02/08/2001 - 04/16/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
08/26/1999 - 02/09/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 09/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 08/25/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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