Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Snoddy is a financial professional with over 20 years of experience in the industry. Brian is currently registered with The Leaders Group, Inc., a firm headquartered in Littleton, CO. Brian has a broad range of experience, having held prior roles with firms like Bluerock Capital Markets LLC, Infinex Investments, Inc. and Nationwide Investment Services Corporation. Brian holds Series 6, 7, and 63 licenses, as well as the SIE Exam. Brian is registered in California and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
01/03/2020 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NY
11/02/2016 - 01/28/2020
BLUEROCK CAPITAL MARKETS LLC (NEW YORK NY)
CT
12/16/2008 - 10/21/2016
INFINEX INVESTMENTS, INC. (MERIDEN CT)
OH
08/16/1999 - 09/23/2005
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
BC
Issued 07/24/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2011
Series 7 - General Securities Representative Examination
BC
Issued 12/15/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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