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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Paul Smith is a financial advisor with Cetera Investment Advisers LLC in Bradenton, Florida. Brian has been in the financial industry since 1994. Brian works with individuals, corporations, pension and profit sharing plans, charitable organizations and other businesses. Cetera Investment Advisers LLC provides financial planning, pension consulting, educational seminars, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
08/04/2022 - Present
Cetera Investment Advisers LLC (BRADENTON FL)
FL
03/19/2020 - 08/10/2022
HANCOCK WHITNEY INVESTMENT SERVICES INC. (BRADENTON FL)
FL
01/18/2013 - 11/26/2019
FIDELITY BROKERAGE SERVICES LLC (SARASOTA FL)
FL
06/05/2006 - 01/10/2013
SUNTRUST INVESTMENT SERVICES, INC. (SARASOTA FL)
FL
10/01/2000 - 05/30/2006
WACHOVIA SECURITIES, LLC (VENICE FL)
NC
09/25/1997 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
MA
06/24/1994 - 08/08/1997
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/24/1994 - 08/08/1997
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 8/14/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/8/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/26/2005
Series 7 - General Securities Representative Examination
BC
Issued 6/23/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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