Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Roath is a financial professional with over 39 years of experience in the financial services industry. Brian is currently registered with Hornor, Townsend & Kent, LLC and is based in Milford, MI. Brian's areas of expertise include financial planning, portfolio management, and pension consulting. Brian also holds the Chartered Financial Consultant designation and is a licensed insurance agent with Americas Partners LLC. Brian has a history of working with individuals, businesses, and institutions, with a focus on high net worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
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2
MI
10/29/2010 - Present
Hornor, Townsend & Kent, LLC (MILFORD MI)
NE
02/14/2001 - 12/31/2003
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
NJ
05/26/1983 - 03/22/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 10/14/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2002
Series 24 - General Securities Principal Examination
BC
Issued 09/12/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/31/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/1992
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/1997
Series 7 - General Securities Representative Examination
BC
Issued 05/25/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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