Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Paul Peterson is a financial advisor registered with Raymond James Financial Services Advisors, Inc. Brian Paul Peterson has been in the industry since October 25, 1984. Brian Paul Peterson has worked with multiple firms over the years, including Advest, Inc., Prudential-Bache Securities Inc., Drexel Burnham Lambert Incorporated, L. F. Rothschild & Co. Incorporated, and The Stuart-James Company, Inc. Brian Paul Peterson currently holds a Series 7, Series 24, and Series 63 license and is a Certified Financial Planner. Brian Paul Peterson specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting services. Brian Paul Peterson provides services to individual clients, corporations, high net worth individuals, charitable organizations, banking or thrift institutions, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
05/05/2009 - Present
Raymond James Financial Services Advisors, Inc. (CLEARWATER FL)
CT
03/03/1989 - 10/26/1993
ADVEST, INC. (HARTFORD CT)
NY
02/08/1988 - 03/14/1989
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
02/01/1988 - 03/11/1988
DREXEL BURNHAM LAMBERT INCORPORATED
NA
09/22/1987 - 02/05/1988
L. F. ROTHSCHILD & CO. INCORPORATED
NA
10/26/1984 - 10/23/1987
THE STUART-JAMES COMPANY, INC.
BC
Issued 04/24/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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