Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Longley is a financial advisor registered with UBS Financial Services Inc. Brian has over 20 years of experience in the financial services industry. Brian is registered in New Jersey, New York and several other states. Brian was previously affiliated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Advisors, LLC and LPL Financial Corporation. Brian holds Series 7, Series 9 and Series 66 licenses. Brian specializes in providing financial advice to individuals, families, and businesses. Brian also provides investment advisory services, including portfolio management, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
10/26/2021 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NJ
01/11/2010 - 09/27/2010
LPL FINANCIAL CORPORATION (FRANKLIN LAKES NJ)
NJ
02/27/2007 - 10/09/2009
WELLS FARGO ADVISORS, LLC (SUMMIT NJ)
NJ
07/03/2001 - 02/20/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FLORHAM PARK NJ)
NY
04/04/2000 - 06/20/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/02/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/13/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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