Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Little is a financial professional with over 14 years of experience in the financial services industry. Brian currently works at Lincoln International LLC, a firm headquartered in Los Angeles, California. Brian has been with Lincoln International LLC since 2024. Prior to joining Lincoln International LLC, Brian worked at KROLL SECURITIES LLC, IMPERIAL CAPITAL, LLC, and FOCALPOINT SECURITIES, LLC. Brian holds the Series 7, 79TO, 24 and 63 licenses. Brian is registered in California, Georgia, Illinois, New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/19/2024 - Present
Lincoln International LLC (LOS ANGELES CA)
CA
07/26/2017 - 08/19/2024
KROLL SECURITIES LLC (LOS ANGELES CA)
CA
04/28/2014 - 07/12/2017
IMPERIAL CAPITAL, LLC (LOS ANGELES CA)
CA
09/03/2009 - 05/30/2014
FOCALPOINT SECURITIES, LLC (LOS ANGELES CA)
CA
08/25/2000 - 03/15/2001
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
BC
Issued 12/02/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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