Unclaimed
Brian Paul Laubacker is a financial advisor with Cetera Investment Advisers LLC, based in St. Louis, MO. Brian has been in the financial services industry since March 1994. Brian is a registered representative and investment advisor representative, holding licenses in multiple states including Missouri, Texas, Alabama, Arizona, Arkansas, California, Florida, Illinois, Indiana, Iowa, Kansas, Maryland, Minnesota, New York, North Carolina, South Carolina and Texas. Brian has experience in various areas including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Brian also holds Series 6, 7, 26 and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
02/27/2023 - Present
Cetera Investment Advisers LLC (ST. LOUIS MO)
MO
01/03/2013 - 04/29/2014
PRUCO SECURITIES, LLC. (ST LOUIS MO)
MO
02/08/2010 - 01/03/2013
HARTFORD EQUITY SALES COMPANY INC. (ST LOUIS MO)
MO
02/04/2009 - 01/20/2010
PHOENIX EQUITY PLANNING CORPORATION (WILDWOOD MO)
MO
03/21/2003 - 02/04/2009
PHOENIX EQUITY PLANNING CORPORATION (CHESTERFIELD MO)
CT
01/24/1994 - 04/01/2003
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
IA
Issued 07/15/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2015
Series 7 - General Securities Representative Examination
BC
Issued 01/14/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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