linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Brian Paul Graff

ADP Broker-Dealer, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Brian? Claim Your Profile

About Brian Paul Graff

Brian Graff is a financial advisor with over 20 years of experience in the industry. He is currently registered with ADP Broker-Dealer, Inc. and is licensed to provide financial advice in all 50 states. Brian has a broad background in financial services, having previously worked with firms such as MML Investors Services, Inc., Princor Financial Services Corporation, and MetLife Securities Inc. His focus is on helping clients reach their financial goals through a variety of investment strategies.

Firm Information

Brian Graff is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Brian Graff’s Registration & Firm History

KY

09/13/2010 - Present

ADP Broker-Dealer, Inc. (LOUISVILLE KY)

MA

02/04/2008 - 06/28/2010

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

FL

05/09/2007 - 10/15/2007

PRINCOR FINANCIAL SERVICES CORPORATION (MIRAMAR FL)

FL

06/30/2006 - 01/22/2007

CAPITAL PLANNING GROUP, LLC (FT. LAUDERDALE FL)

FL

09/14/2006 - 01/03/2007

MML INVESTORS SERVICES, INC. (FT LAUDERDALE FL)

FL

07/28/2006 - 09/14/2006

MML INVESTORS SERVICES, INC. (FT LAUDERDALE FL)

MA

03/01/2002 - 06/30/2005

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

03/01/2002 - 06/30/2005

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NJ

07/29/1999 - 06/28/2000

COPELAND EQUITIES LLC (SOMERSET NJ)

Not sure if Brian Paul Graff is right for you?

Licenses & Designations

BC

Issued 09/15/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/28/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Paul Graff.
Not sure if Brian Paul Graff is right for you?