Unclaimed
Brian Drainville is a financial advisor with LPL Financial LLC. Brian has been in the financial industry since 1984. Brian has a wide range of experience working with individual and business clients. Brian has a wide range of experience working with a variety of clients including high-net-worth individuals, businesses, and retirement plans. Brian provides financial planning, investment management, and consulting services. Brian holds a Series 63, 65, 7, and 24 licenses and is registered in Florida, Georgia, Illinois, Maryland, Massachusetts, Michigan, New York, North Carolina, Pennsylvania, South Carolina, Texas, Vermont and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/09/2021 - Present
LPL Financial LLC (EAST AURORA NY)
NY
05/01/1995 - 06/09/2021
M&T SECURITIES, INC. (EAST AURORA NY)
NY
07/09/1990 - 05/01/1995
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
10/19/1989 - 07/13/1990
EMPIRE NATIONAL SECURITIES, INCORPORATED
NA
12/21/1983 - 09/28/1989
BLINDER, ROBINSON & CO., INC.
IA
Issued 04/26/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/13/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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