Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Dix is a financial advisor with Northwestern Mutual Investment Services, LLC. Brian has been in the industry since April 13, 1992. Brian holds the Series 6, Series 63 and SIE licenses and is registered in 20 states. Brian is currently located in Milwaukee, Wisconsin and can be reached at the Northwestern Mutual Investment Services office at 1036 W Juneau Ave, Ste 302, Milwaukee, WI 53233. Brian was previously employed at ROBERT W. BAIRD & CO. INCORPORATED from August 10, 1992 to January 1, 2002.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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WI
04/14/1992 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
WI
08/10/1992 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 07/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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