Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Paul Bertsch is an investment advisor representative with Wells Fargo Advisors Financial Network, LLC. Brian has been in the financial services industry since 1998 and is registered with the Financial Industry Regulatory Authority (FINRA). Brian is also registered as an investment advisor representative in Washington and Texas. Brian has held prior positions at LPL Financial LLC, EK Riley Investments, LLC, Ragen Mackenzie Investment Services, LLC, First Union Securities Financial Network, Inc. and Dean Witter Reynolds Inc. Brian holds the Series 7, 31, 52, 55, 57, 63, and 65 licenses. Brian also holds the Series 24 and 53 licenses. Brian is a principal at Wells Fargo Advisors Financial Network, LLC and provides investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
11/17/2023 - Present
Wells Fargo Advisors Financial Network, LLC (MERCER ISLAND WA)
WA
11/09/2020 - 11/16/2023
LPL FINANCIAL LLC (ISSAQUAH WA)
WA
09/11/2002 - 11/06/2020
EK RILEY INVESTMENTS, LLC (Seattle WA)
WA
06/25/2001 - 10/01/2002
RAGEN MACKENZIE INVESTMENT SERVICES, LLC (SEATTLE WA)
MO
10/25/1999 - 07/02/2001
FIRST UNION SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)
CA
09/17/1998 - 10/22/1999
RAGEN MACKENZIE INCORPORATED (SAN FRANCISCO CA)
NY
08/27/1997 - 04/07/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 09/04/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/17/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/05/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/11/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 08/26/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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