Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Vieten is a registered representative with Needham & Company, LLC, where he has been working since August 2023. Brian has over six years of experience in the financial services industry, having previously worked at Cowen and Company and Stifel, Nicolaus & Company, Incorporated. His experience has given Brian a strong understanding of the markets and a commitment to providing personalized financial advice to help clients achieve their financial goals. Brian holds the Series 63, SIE, Series 87, Series 86, and Series 7 licenses and is registered in California, Florida, Massachusetts, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
NY
08/29/2023 - Present
Needham & Company, LLC (NEW YORK NY)
NY
02/16/2018 - 06/14/2022
COWEN AND COMPANY (NEW YORK NY)
TX
12/17/2015 - 06/08/2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED (DALLAS TX)
BC
Issued 04/06/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2016
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/27/2016
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/17/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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