Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Thornton is a financial advisor with over 20 years of experience in the financial services industry. Brian currently works with Principal Securities, Inc. and is registered as a Broker-Dealer and Investment Adviser Representative in Maryland. Brian is a Certified Financial Planner and is a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
MD
06/18/2018 - Present
Principal Securities, Inc. (BETHESDA MD)
MD
08/06/2008 - 06/19/2009
PRINCOR FINANCIAL SERVICES CORPORATION (BETHESDA MD)
FL
05/24/2007 - 07/05/2007
RAYMOND JAMES FINANCIAL SERVICES, INC. (BRANDON FL)
FL
03/03/2004 - 03/20/2007
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
MD
10/22/2003 - 02/23/2004
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
MN
06/02/2003 - 08/21/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/02/2003 - 08/21/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MD
05/28/1998 - 10/02/2002
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
IA
Issued 09/13/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/26/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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