Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Sweeney is a financial advisor with over 20 years of experience in the industry. Brian is a registered representative and investment advisor representative with Cadaret, Grant & Co., Inc. Brian has held positions at several other firms including Thurston Springer Financial, David A. Noyes & Company, Trustmont Financial Group, Inc., CFD Investments, Inc., Brookstone Securities, Inc., DeWaay Financial Network, LLC, GunnAllen Financial, Inc and Charles Schwab & Co., Inc. Brian holds several industry licenses including Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 79TO, Series 82TO, Series 99TO and SIE. Brian is also a licensed attorney. Brian provides financial planning, portfolio management and other advisory services to individuals, families, businesses and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
05/11/2023 - Present
Cadaret, Grant & CO., Inc. (Wayne NJ)
IN
01/30/2017 - 03/01/2022
THURSTON SPRINGER FINANCIAL (INDIANAPOLIS IN)
IN
02/11/2016 - 10/21/2016
DAVID A. NOYES & COMPANY (INDIANAPOLIS IN)
PA
10/29/2012 - 04/10/2014
TRUSTMONT FINANCIAL GROUP, INC. (GREENSBURG PA)
IN
12/19/2011 - 12/21/2011
CFD INVESTMENTS, INC. (KOKOMO IN)
FL
08/11/2008 - 02/22/2010
BROOKSTONE SECURITIES, INC. (LAKELAND FL)
IA
02/23/2007 - 08/15/2007
DEWAAY FINANCIAL NETWORK, LLC (CLIVE IA)
FL
04/04/2005 - 09/08/2005
GUNNALLEN FINANCIAL, INC (TAMPA FL)
TX
07/28/2000 - 09/12/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 12/08/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/25/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 09/06/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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