Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Sweeney is a financial professional with over 30 years of experience in the industry. Brian is currently registered with World Equity Group, Inc., and has been in this role since January 2, 2024. Previously, Brian was affiliated with The Leaders Group, Inc., Cape Securities Inc., Ladenburg Thalmann & Co. Inc., and Bhil Distributors, Inc., among others. Brian is a Series 7 and Series 63 licensed professional, and is also qualified to provide financial planning and investment advice. Brian focuses on providing financial advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MT
01/02/2024 - Present
World Equity Group, Inc. (Bozeman MT)
CO
09/04/2019 - 12/31/2023
THE LEADERS GROUP, INC. (LITTLETON CO)
GA
10/16/2014 - 12/31/2017
CAPE SECURITIES INC. (MCDONOUGH GA)
NY
02/17/2011 - 07/23/2012
LADENBURG THALMANN & CO. INC. (NEW YORK NY)
ME
12/09/2009 - 02/23/2011
BHIL DISTRIBUTORS, INC. (PORTLAND ME)
OH
01/02/2009 - 11/30/2009
IFS FUND DISTRIBUTORS, INC. (CINCINNATI OH)
PA
01/21/2004 - 01/08/2007
SOVEREIGN SECURITIES CORPORATION, LLC (PHILADELPHIA PA)
FL
10/21/1983 - 02/19/2003
COMMUNICATIONS EQUITY ASSOCIATES, LLC (TAMPA FL)
BC
Issued 11/19/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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